CANCELLED

Financial planning

Queensland-based financial services firm Fentborough has seen its Australian financial services licence cancelled for failing to lodge documentation. ...

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Financial planning

FS Securities, Your Super Life, and MyPlanner Australia have all had their Australian financial services licenses cancelled....

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Financial planning

The corporate regulator has cancelled one AFSL and suspended another as the firms failed to lodge financial statements and auditor’s reports....

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Funds management

The Australian Securities and Investments Commission has cancelled the Australian financial services license of wholesale service provider, TMK Index Limited....

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MARKET INSIGHTS

So we are now underwriting criminal scams?...

4 months 1 week ago

Glad to see the back of you Steve. You made financial more expensive, not more affordable as you claim, and presided ...

4 months 2 weeks ago

Completely agree Peter. The definition of 'significant change is circumstances relevant to the scope of the advice' is s...

6 months 2 weeks ago

Commonwealth Bank has formally dropped to zero advisers following LGT Crestone’s acquisition of its advice arm – some six years on from the Hayne royal commission. ...

1 week 1 day ago

ASIC has issued a warning to financial advisers to ensure they are complying with client consent requirements when entering into ongoing fee arrangements....

1 week 1 day ago

ASIC has banned a former NSW adviser from providing advice for 10 years for investing at least $14.8 million into a cryptocurrency-based scam. ...

2 days 5 hours ago